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The Contested Landscapes of the
                Nam Theun, Lao PDR

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The role of the World Bank

Currently World Bank support for the Nam Theun 2 project is in-part dependant on NTEC securing an acceptable Power Purchase Agreeement (PPA) with EGAT. The price that NTEC will be able to extract from EGAT will determine whether the project is financially feasible. Should a PPA be secured the Bank will move to appraise the project on its financial and economic merits as well as its environmental and social impacts, and mitigation plans. Because of possible Bank involvement the consortium has had to follow the Bank's guidelines for environmental assessment, indigenous peoples, resettlement and public participation. During the project's development the Bank has played a central role in advising and arbitrating on the interpretation and implementation of these guidelines.

Should the Bank decide to support the project, it will take on two financial roles. First the Bank will provide a concessional loan for the Lao Government's 25% equity in the US$1.5 billion project. Secondly, at the request of the NTEC and the GoL, it will provide the financiers of the project with a partial risk guarantee. The guarantee is crucial in securing long-term finance because financiers and developers are reluctant to provide such finance in countries such as Laos because of their underdeveloped regulatory systems and the sovereign risks. Sovereign risks include risks relating to the government's interference in a project, nonfulfillment of the government's contractual obligations, foreign exchange convertibility, expropriation, civil wars, etc. However the guarantee comes at a cost to the government. The GoL will have to provide a counter-guarantee against the partial risk guarantee, and should the GoL wish to change any aspect of the contract which it feels is in the best interests of the country and its people, it will be unable to do so on the threat that the financiers will call on the guarantee.

While government subsidies and guarantees in infrastructure project finance have been around for a long time, the use of guarantees by the Multilateral Development Banks in the poorest countries is relatively new. The World Bank supports these countries through its concessionary loan arm, the  International Development Association (IDA). In its role as catalyser of private sector finance in developing countries' infrastructure, Nam Theun 2, because of its large scale financing needs, was one of the first projects to bring to light the need for the World Bank to consider the development of a sovereign risk guarantee mechanism to catalyse such investments in IDA countries. Such guarantees had previously been restricted to the richer developing countries supported by the IDA's sister organisation, the International Bank for Reconstruction and Development (IBRD). The approval for the use of guarantees to cover sovereign risks in IDA countries came in July 1996.

The use of such guarantees has been critisised by international NGOs as a public subsidy to a few large private companies from developed countries and which involve large opportunity costs for the countries whose sovereign risks are being guaranteed. More recently, as the Asian financial crisis has unfolded, enlightened analysts from within the infrastructure and investment industry have warned that such guarantees that encourage large scale financing could lead to increasingly complex and riskier projects being implemented.

 


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Last updated 18 June 1999